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assistant controller in St. Louis

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  1. Senior Accountant (Fortune 100 Financial Securities Group)

    Senior Accountant (Securities Group) St. Louis, MO $62,000 - $70,000 + Bonus Preferred: CPA FINRA series 27 3 or more years of public accounting experience Individual will live or desire to live in the metro St. Louis area. They will have a bachelor's degree in accounting, 4-6 years of corporate and regulatory accounting experience. Prior accounting experience in financial services is strongly preferred as well as CPA, FINRA license 27   Municipal Securities Group based in downtown St. ...

  2. SECURITIES BROKER-DEALER - FIELD COMPLIANCE OFFICER

    St. Louis based Broker Dealer seeking an experienced Compliance Professional to join its growing team. Responsibilities: Compliance oversight of registered representative activities Compliance review of exception reports Assist in training of home office staff and registered representatives Assist in mentoring and oversight of supervisors and branch managers Customer complaint investigation and reporting Heightened Supervision of Registered Representatives Due Diligence review of ...